Yhadira MercadoCRD Number: 3181133
Current Firm: Morgan Stanley
Yhadira Mercado (CRD# 3181133) is an Investment Advisor Representative working at Morgan Stanley in Miami, FL and has over 2 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Morgan Stanley||Miami, Fl 33131, FL||Jan 2015 - Current||2|
|Rbc Capital Markets, LLC||Miami, FL||Jun 2013 - Feb 2015||1|
|Ubs Financial Services Inc.||Miami, FL||Jan 2012 - Jun 2013||1|
|Wells Fargo Advisors LLC||Miami, FL||Apr 2010 - Jan 2012||1|
|Latam Investments, LLC||Miami, FL||Jul 2009 - Apr 2010||< 1|
|Intercam Securities||Miami, FL||Dec 2008 - Jul 2009||< 1|
|Newbridge Securities Corp||Fort Lauderdale, FL||May 2008 - Dec 2008||< 1|
|Dawson James Securities, Inc.||Boca Raton, FL||Feb 2008 - May 2008||< 1|
|Capital Growth Financial, LLC||Boca Raton, FL||May 2007 - Feb 2008||< 1|
|Vfinance Investments||Boca Raton, FL||Nov 2004 - May 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management535,890MILLIONS
Total Number of Accounts1,563,538ACCOUNTS
Average Account Value$342,742
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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