Joao Bastos, financial advisor Miami Beach FL

Joao Bastos

CRD Number: 4628555
Current Firm: Citigroup Global Markets Inc.

Joao Bastos (CRD# 4628555) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Miami Beach, FL and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
Citigroup Miami, FL Apr 2019 - Current 4
Lpl Financial LLC Virginia Gardens, FL Aug 2014 - Apr 2019 4
Space Coast Credit Union Virginia Gardens, FL Aug 2014 - Apr 2019 4
Unemployed Miami, FL May 2014 - Jul 2014 < 1
Hsbc Bank Usa N.a. Miami, FL Dec 2012 - Apr 2014 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2003
S65 NASAA Investment Advisors Law Examination Mar 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Joao C. Bastos
Phone Number: 212-816-6000
Firm Website: http://www.citi.com
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    34,864
    MILLIONS
  • Total Number of Accounts
    53,776
    ACCOUNTS
  • Average Account Value
    $648,319
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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