Kayla Clark, financial advisor Middleton WI
64 score

Kayla Clark

CRD Number: 3077789
Current Firm: Northwestern Mutual Investment Services,llc

Kayla Clark (CRD# 3077789) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Middleton, WI and has over 18 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Wealth Management Company Milwaukee, WI Feb 2016 - Current < 1
Northwestern Mutual Investment Services, LLC Middleton, WI Jun 2015 - Current 1
Steven Kosnick Middleton, WI Jun 2015 - Current 1
Steven Kosnick Middleton, WI Apr 2015 - Jun 2015 < 1
Principal Financial Group San Diego, CA Aug 2011 - Apr 2015 3
Princor Financial Services Corp Ramona, CA Aug 2011 - Apr 2015 3
Self Chula Vista, CA Mar 2011 - Jul 2011 < 1
Qa3 Financial LLC Omaha, NE Dec 2008 - Feb 2011 2
Qa3 Financial Corp Omaha, NE Dec 2008 - Feb 2011 2
Ing Financial Partners Des Moines, IA Sep 2005 - Dec 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1998
S65 NASAA Investment Advisors Law Examination Apr 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Kayla R. Clark
Phone Number: 866-664-7737
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
64

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