Richard Haffele, financial advisor Middleton WI
54 score

Richard Haffele

CRD Number: 1092153
Current Firm: Packerland Brokerage Services, Inc.

Richard Haffele (CRD# 1092153) is an Investment Advisor Representative working at Packerland Brokerage Services, Inc. in Middleton, WI and has over 33 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Packerland Brokerage Services Green Bay, WI Dec 2014 - Current 2
Kansas City Life Kansas City, MO May 2006 - Current 10
Financial Partners Of Wi. LLC Middleton, WI May 2006 - Current 10
Sunset Financial Services Inc. Kansas City, MO May 2006 - Oct 2014 8
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1983
S65 NASAA Investment Advisors Law Examination Jul 1999
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
  • Regulatory Event
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for Richard G. Haffele
Phone Number: 920-662-9500
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    155
    MILLIONS
  • Total Number of Accounts
    1,130
    ACCOUNTS
  • Average Account Value
    $137,435
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AZ, CA, CO, FL, IA, IL, IN, KS, MA, MI, MN, MO, MT, NC, ND, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WI

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BADGES
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