Richard HaffeleCRD Number: 1092153
Current Firm: Packerland Brokerage Services, Inc.
Richard Haffele (CRD# 1092153) is an Investment Advisor Representative working at Packerland Brokerage Services, Inc. in Middleton, WI and has over 33 years of experience in the finance industry.
Fiscal Fitness, LLC
Enrich Financial Partners LLC
|Packerland Brokerage Services||Green Bay, WI||Dec 2014 - Current||1|
|Kansas City Life||Kansas City, MO||May 2006 - Current||10|
|Financial Partners Of Wi. LLC||Middleton, WI||May 2006 - Current||10|
|Sunset Financial Services Inc.||Kansas City, MO||May 2006 - Oct 2014||8|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1983|
|S65||NASAA Investment Advisors Law Examination||Jul 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
- Judgments / Liens
Total Assets Under Management155MILLIONS
Total Number of Accounts1,130ACCOUNTS
Average Account Value$137,435
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, FL, IA, IL, IN, KS, MA, MI, MN, MO, MT, NC, ND, NJ, NV, NY, OH, OR, PA, SC, TN, TX, UT, VA, WI
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