Kari Kroll, financial advisor Dover DE

Kari Kroll

CRD Number: 5749875
Current Firm: Lpl Financial LLC

Kari Kroll (CRD# 5749875) is an Investment Advisor Representative working at Lpl Financial LLC in Dover, DE and has over 13 years of experience in the finance industry. Kari Kroll has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
Nicholas Alexander, financial advisor Dover DE
Nicholas G. Alexander
CRD# 5189114
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Similar Advisors
Raymond Book, financial advisor Dover DE
Raymond F. Book
CRD# 4399512
Savant Wealth Management
Similar Advisors
David Boothe, financial advisor Dover DE
David F. Boothe
CRD# 4147880
Big Investment Services
Professional Designations
Company Name Location Dates Years
Lpl Financial LLC Middletown, DE Jun 2021 - Current 2
Lpl Financial LLC Middletown, DE Jun 2021 - Current 2
M&t Bank Middletown, DE May 2012 - Current 11
M&t Securities Middletown, DE May 2012 - Current 11
J.p Morgan Securities LLC Newark, DE Sep 2011 - Current 12
J.p Morgan Services Inc. Newark, DE Sep 2011 - Current 12
Wsfs Bank Wilmington, DE Jan 2006 - Current 18
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2010
Contact Info for Kari E. Kroll
Phone Number: 704-733-3300
Registered State(s):
  • DE
  • TX
By the Numbers
  • Total Assets Under Management
    368,019
    MILLIONS
  • Total Number of Accounts
    1,688,501
    ACCOUNTS
  • Average Account Value
    $217,956
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

Ready to hire a financial advisor? Get competitive proposals from Kari Kroll and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.