Thomas Anderson, financial advisor Middletown NY

Thomas Anderson

CRD Number: 6613591
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Thomas Anderson (CRD# 6613591) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Middletown, NY and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Middletown, NY Dec 2016 - Current 7
Merrill Lynch, Pierce, Fenner & Smith Incorporated Middletown, NY Nov 2016 - Current 7
Bruderman Brothers, LLC Suffern, NY Apr 2016 - Nov 2016 < 1
Bruderman Asset Management Suffern, NY Apr 2016 - Nov 2016 < 1
Ameriprise Financial Services Inc. Saddle Brook, NJ Feb 2016 - Mar 2016 < 1
The Golf Club At Mansion Ridge Monroe, NY Apr 2014 - Feb 2016 1
Sony Electronics Inc. Park Ridge, NJ May 1988 - May 2014 26
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2016
Contact Info for Thomas Anderson
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • CT
  • NJ
  • NY
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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