James TollefsonCRD Number: 1306076
Current Firm: Wells Fargo Advisors, LLC
James Tollefson (CRD# 1306076) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Middletown, RI and has over 31 years of experience in the finance industry.
Spinnaker Asset Management Inc.
Financial Independence, LLC
Oppenheimer & Company Inc.
|Wells Fargo Advisors LLC||Middletown, RI||May 2009 - Current||7|
|Wachovia Securities, LLC||Middletown, RI||Jan 2008 - May 2009||1|
|A.g. Edwards||St Louis, MO||Sep 2005 - Jan 2008||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1985|
|S66||NASAA Uniform Combined State Law Examination||Feb 2007|
Total Assets Under Management372,113MILLIONS
Total Number of Accounts1,339,368ACCOUNTS
Average Account Value$277,827
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV