John Hargraves, financial advisor Middletown RI
93 score

John Hargraves

CRD Number: 3114036
Current Firm: Citizens Securities, Inc.

John Hargraves (CRD# 3114036) is an Investment Advisor Representative working at Citizens Securities, Inc. in Middletown, RI and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Citizens Financial Services Inc. Providence, RI Apr 2000 - Current 16
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S65 NASAA Investment Advisors Law Examination Jun 2003
Contact Info for John J. Hargraves
Phone Number: 1-800-942-8300
Registered State(s):
  • CT
  • FL
  • NH
  • UT
  • RI
By the Numbers
  • Total Assets Under Management
    27,379
    MILLIONS
  • Total Number of Accounts
    19,253
    ACCOUNTS
  • Average Account Value
    $1,422,068
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KY, LA, MD, ME, MI, MN, MO, MS, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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