Luat Mai, financial advisor Middletown RI
88 score

Luat Mai

CRD Number: 6199512
Current Firm: Wells Fargo Advisors, LLC

Luat Mai (CRD# 6199512) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Middletown, RI and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors, LLC Middletown, RI May 2013 - Current 3
Wells Fargo Advisors, LLC Portsmouth, RI Nov 2012 - Apr 2013 < 1
Student Boston, MA Jun 2012 - Nov 2012 < 1
Unemployed Portsmouth, RI Feb 2012 - Jun 2012 < 1
Randstad/citizens Bank Cranston, RI Nov 2011 - Feb 2012 < 1
Bank Newport Newport, RI May 2011 - Sep 2011 < 1
Student Bristol, RI Apr 2004 - May 2011 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2014
Contact Info for Luat G. Mai
Phone Number: 314-875-3000
Registered State(s):
  • RI
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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