Mark Kaufman, financial advisor Midland TX
88 score

Mark Kaufman

CRD Number: 6282366
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mark Kaufman (CRD# 6282366) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Midland, TX and has over 2 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Midland, TX Apr 2016 - Current < 1
Valic Financial Advisors Lakewood, CO Oct 2015 - Apr 2016 < 1
Mwa Financial Group Midland, TX Dec 2013 - Aug 2015 1
Cambridge Investment Research Advisors, Inc. Fairfield, IA Jun 2014 - Jul 2015 1
Cambridge Investment Research, Inc. Fairfield, IA Feb 2014 - Jul 2015 1
Midland Isd Midland, TX Aug 2012 - Dec 2013 1
Hpf Consultants Midland, TX Feb 2012 - Jul 2012 < 1
Midland Isd Midland, TX Nov 2011 - Feb 2012 < 1
Unemployed Midland, TX Jul 2011 - Nov 2011 < 1
Andrews Isd Andrews, TX Jul 2004 - Jul 2011 7
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2014
Contact Info for Mark S. Kaufman
Phone Number: 800-637-7455
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
88
Clean Record
This advisor has a clean track record with regulators.

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