Casey HardingCRD Number: 7260179
Current Firm: Sagepoint Financial, Inc.
Casey Harding (CRD# 7260179) is an Investment Advisor Representative working at Sagepoint Financial, Inc. in Midlothian, TX and has 1 year of experience in the finance industry. Casey Harding has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
J.p. Morgan Securities LLC
Stifel, Nicolaus & Company, Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
|Sagepoint Financial, Inc.||Midlothian, TX||Jan 2022 - Current||< 1|
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Feb 2021 - Jan 2022||< 1|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Sep 2020 - Jan 2022||1|
|Northwestern Mutual Investment Services LLC||Fort Worth, TX||Sep 2020 - Jan 2022||1|
|Guidestone Financial Resources||Dallas, TX||Jul 2014 - Sep 2020||6|
|Century 21||Midlothian, TX||Jan 2014 - Dec 2014||< 1|
|Pine Cove Inc.||Tyler, TX||May 2010 - Dec 2013||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2020|
Total Assets Under Management16,245MILLIONS
Total Number of Accounts64,353ACCOUNTS
Average Account Value$252,436
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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