Brian Nelson (CRD# 4304998) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Helena, MT and has over 23 years of experience in the finance industry. Brian Nelson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6731431
Investment Management Group
CRD# 6846265
D.a. Davidson & Company
CRD# 6176121
D.a. Davidson & Company
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jun 2021 - Current | 2 |
| Voya Financial Advisors, Inc. | Helena, MT | May 2016 - Jun 2021 | 5 |
| White Pine Insurance & Financial Grp | Salt Lake City, UT | Nov 2001 - Dec 2016 | 15 |
| Executech | Sandy, UT | Mar 2016 - May 2016 | < 1 |
| Zaact | Draper, UT | Dec 2015 - Mar 2016 | < 1 |
| Voya Financial Advisors | Salt Lake City, UT | Sep 2014 - Dec 2015 | 1 |
| Nelson & Associates, Inc. | Salt Lake City, UT | Jul 2003 - Dec 2015 | 12 |
| Nfg Brokerage | Midvale, UT | Jan 2013 - Jan 2015 | 2 |
| Nfg Advisor | Midvale, UT | Jan 2013 - Jan 2015 | 2 |
| Ing Financial Partners, Inc. | Salt Lake City, UT | Jan 2004 - Sep 2014 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2001 |
| S66 | NASAA Uniform Combined State Law Examination | Jul 2003 |
- MT
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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