Mark Lott, financial advisor Orem UT

Mark Lott

CRD Number: 5015817
Current Firm: Ameriprise Financial Services, LLC

Mark Lott (CRD# 5015817) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Orem, UT and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services, LLC Sandy, UT Apr 2022 - Current 1
Everspire (a Dba Of Aegis Wealth Group) Midvale, UT Jan 2019 - Apr 2022 3
M. H. Leblang, Inc. Midvale, UT Jan 2019 - Apr 2022 3
Wells Fargo Clearing Services Salt Lake City, UT Mar 2018 - Jan 2019 < 1
Wells Fargo Bank Salt Lake City, UT Mar 2018 - Jan 2019 < 1
England Logistics West Valley City, UT Dec 2017 - Feb 2018 < 1
E*trade Securities LLC Sandy, UT Apr 2017 - Oct 2017 < 1
Tsr Counsulting Sandy, UT Nov 2016 - Apr 2017 < 1
Randstad Consulting Sandy, UT Jan 2016 - Sep 2016 < 1
Girard Securities, Inc. Orem, UT May 2014 - Jan 2016 1
Great Harvest Bread Co Henderson, NV Apr 1993 - Aug 2014 21
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Mark Lott
Phone Number: 612-671-3131
Firm Website: http://ameriprise.com
Registered State(s):
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    414,380
    MILLIONS
  • Total Number of Accounts
    1,953,584
    ACCOUNTS
  • Average Account Value
    $212,113
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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