Seth Evans, financial advisor Midvale UT
93 score

Seth Evans

CRD Number: 5388998
Current Firm: Ameriprise Financial Services, Inc.

Seth Evans (CRD# 5388998) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Midvale, UT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Long Beach, CA Mar 2011 - Current 5
Unemployed Pasadena, CA Nov 2010 - Mar 2011 < 1
Jet Propulsion Laboratory Pasadena, CA Aug 2009 - Nov 2010 1
Universal Studios Home Entertainment Universal City, CA Sep 2008 - Aug 2009 < 1
Full-time Education Azusa, CA Jun 2008 - Jul 2009 1
Azusa Pacific University Azusa, CA May 2007 - Sep 2008 1
Full-time Education Azusa, CA Sep 2004 - May 2008 3
Ameriprise Financial Salt Lake City, UT Jun 2007 - Aug 2007 < 1
Hollister Company West Covina, CA Aug 2006 - Apr 2007 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2011
Contact Info for Seth T. Evans
Phone Number: 612-671-3131
Registered State(s):
  • TX
  • UT
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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