Frank Moore, financial advisor Mifflinburg PA
93 score

Frank Moore

CRD Number: 5288780
Current Firm: Vicus Capital, Inc.

Frank Moore (CRD# 5288780) is an Investment Advisor Representative working at Vicus Capital, Inc. in Mifflinburg, PA and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Advisor Networks LLC El Segundo, CA Sep 2013 - Current 3
Vicus Capital, Inc. (formerly Pfg Financial Advisors) State College, PA Jul 2011 - Current 5
Walnut Street Securities, Inc. Mifflinburg, PA Jul 2011 - Aug 2013 2
Edward Jones St Louis, MO Feb 2007 - Jul 2011 4
Moore & Associates Mifflinburg, PA Jan 1993 - Feb 2007 14
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2007
Contact Info for Frank D. Moore
Phone Number: 855-558-4287
Firm Website: http://vicuscapital.com/
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    1,094
    MILLIONS
  • Total Number of Accounts
    4,397
    ACCOUNTS
  • Average Account Value
    $248,896
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, TN, TX, VA, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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