Frederick Borden (CRD# 853425) is an Investment Advisor Representative working at On Keel Capital in Mill Valley, CA and has over 16 years of experience in the finance industry. Frederick Borden has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sutter Securities Inc. | Irvine, CA | Apr 2022 - Current | 2 |
| On Keel Capital, LLC | Mill Valley, CA | Nov 2020 - Current | 3 |
| Unemployed | Mill Valley, CA | Nov 2019 - Nov 2020 | 1 |
| Equius Partners, LLC | Novato, CA | Jan 2017 - Nov 2019 | 2 |
| On Keel Capital, LLC | Mill Valley, CA | Dec 2007 - Jan 2017 | 9 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Oct 2007 |
| S63 | Uniform Securities State Law Examination | Apr 2022 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management5MILLIONS
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Total Number of Accounts11ACCOUNTS
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Average Account Value$480,734
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA
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