Hans-christian Johnson, financial advisor Rohnert Park CA

Hans-christian Johnson

CRD Number: 4918060
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hans-christian Johnson (CRD# 4918060) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Rohnert Park, CA and has over 18 years of experience in the finance industry.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Company Name Location Dates Years
Bank Of America, N.a. Santa Rosa, CA May 2019 - Current 4
Merrill Lynch, Pierce, Fenner & Smith Incorporated Santa Rosa, CA Mar 2019 - Current 5
Red Brick Petaluma, CA Feb 2018 - Mar 2019 1
Jp Morgan Securities LLC Santa Rosa, CA Jan 2017 - Feb 2019 2
Jp Morgan Chase Bank Santa Rosa, CA Jan 2017 - Feb 2019 2
Td Ameritrade San Francisco, CA Oct 2016 - Dec 2016 < 1
Unemployed Petaluma, CA Jul 2016 - Oct 2016 < 1
Lattice Strategies San Francisco, CA Jun 2015 - Jul 2016 1
Forward Management San Francisco, CA Jun 2011 - Jun 2015 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2005
S66 NASAA Uniform Combined State Law Examination May 2019
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Hans-christian Johnson
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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