James McLaughlin, financial advisor Mill Valley CA

James McLaughlin

CRD Number: 823224
Current Firm: Anvik Advisers LLC

James McLaughlin (CRD# 823224) is an Investment Advisor Representative working at Anvik Advisers LLC in Mill Valley, CA and has over 41 years of experience in the finance industry.

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Company Name Location Dates Years
Anvik Advisers LLC Princeton, NJ Jul 2006 - Current 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1982
S66 NASAA Uniform Combined State Law Examination Jul 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James C. McLaughlin
Phone Number: 415 888 8990
Registered State(s):
  • CA
Current Firm Details
Anvik Advisers LLC
Firm's CRD Number: 143807
By the Numbers
  • Total Assets Under Management
    25
    MILLIONS
  • Total Number of Accounts
    5
    ACCOUNTS
  • Average Account Value
    $5,000,000
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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