Katie O'connor, financial advisor Mill Valley CA

Katie O'connor

CRD Number: 6260799
Current Firm: Wrapmanager Inc.

Katie O'connor (CRD# 6260799) is an Investment Advisor Representative working at Wrapmanager Inc. in Mill Valley, CA and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
Wrapmanager, Inc. San Francisco, CA Nov 2014 - Current 7
Prospera Financial Services Dallas, TX Dec 2014 - Sep 2016 1
Goldman, Sachs & Company San Francisco, CA Jan 2014 - Dec 2014 < 1
Goldman Sachs International London, Mar 2010 - Jan 2014 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Katie L. O'connor
Phone Number: 415-541-7774
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    385
    MILLIONS
  • Total Number of Accounts
    599
    ACCOUNTS
  • Average Account Value
    $642,127
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, SC, TN, TX, UT, VA, VT, WA, WI

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