Scott Grooms (CRD# 1948212) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Mill Valley, CA and has over 33 years of experience in the finance industry. Scott Grooms has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4461199
Monetary Management Corporation
CRD# 4983680
Perigon Wealth Management, LLC
CRD# 2626420
Alpha Blue Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Total Global Logistical Solutions, Inc. | Mill Valley, CA | Jul 2023 - Current | < 1 |
| Cetera Investment Advisers LLC | Schaumburg, IL | Jun 2023 - Current | < 1 |
| Cwm, Dba Carson Partners | Mii Valley, CA | Dec 2020 - Current | 3 |
| Gwm, LLC | Mill Valley, CA | Dec 2020 - Current | 3 |
| Cetera Advisor Networks LLC | El Segunndo, CA | Dec 2020 - Current | 3 |
| Grooms Wealth Management, Inc. (gwm, Inc.) | Mill Valley, CA | Dec 2020 - Current | 3 |
| Tgdiavgw, Inc. | Stinson Beach, CA | Nov 2020 - Current | 3 |
| Rental Property | Stinson Beach, CA | Nov 2020 - Current | 3 |
| Strategic Wealth Advisors Group | Mill Valley, CA | Mar 2016 - Dec 2020 | 4 |
| Lpl Financial, LLC | Mill Valley, CA | Feb 2004 - Dec 2020 | 16 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1991 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2001 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
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Total Assets Under Management104,469MILLIONS
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Total Number of Accounts423,554ACCOUNTS
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Average Account Value$246,648
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