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  2. Millbrae, CA
Shuyi Kong, financial advisor Millbrae CA

Shuyi Kong

CRD Number: 3039505
Current Firm: Shuyi Kong Wealth Management, Inc.

Shuyi Kong (CRD# 3039505) is an Investment Advisor Representative working at Shuyi Kong Wealth Management, Inc. in Millbrae, CA and has over 25 years of experience in the finance industry.

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Company Name Location Dates Years
Independent Insurance Agent Millbrae, CA Apr 2013 - Current 10
Shuyi Kong Wealth Management, Inc. Millbrae, CA Apr 2013 - Current 10
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St. Bernard Financial Services Inc. Russellville, AR May 2022 - May 2022 < 1
Acrylic Financial, Inc. Millbrae, CA Jul 2020 - Aug 2020 < 1
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Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Jun 1998
S63 Uniform Securities State Law Examination Jul 2018
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Shuyi Kong
Phone Number: 415-806-1201
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    33
    MILLIONS
  • Total Number of Accounts
    288
    ACCOUNTS
  • Average Account Value
    $113,025
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA

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