Michael Johns, financial advisor Millbrook AL
93 score

Michael Johns

CRD Number: 5534555
Current Firm: Cetera Investment Advisers LLC

Michael Johns (CRD# 5534555) is an Investment Advisor Representative working at Cetera Investment Advisers LLC in Millbrook, AL and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Cetera Investment Advisers LLC Millbrook, AL Jan 2014 - Current 2
Regions Bank Prattville, AL Feb 2013 - Current 3
Cetera Investment Services St. Cloud, MN Feb 2013 - Current 3
Bb&t Investments North Millbrook, AL Mar 2010 - Feb 2013 2
Lpl Financial Montgomery, AL Sep 2009 - Jan 2010 < 1
Lpl Financial Montgomery, AL May 2008 - Sep 2009 1
Regions Financial Montgomery, AL Jan 1993 - May 2008 15
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2009
Contact Info for Michael A. Johns
Phone Number: 888-528-2987
Registered State(s):
  • AL
By the Numbers
  • Total Assets Under Management
    7,010
    MILLIONS
  • Total Number of Accounts
    26,660
    ACCOUNTS
  • Average Account Value
    $262,943
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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