James ReimCRD Number: 1303142
Current Firm: Ic Advisory Services, Inc.
James Reim (CRD# 1303142) is an Investment Advisor Representative working at Ic Advisory Services, Inc. in Millcreek Township, PA and has over 33 years of experience in the finance industry.
Raymond James Financial Services Advisors, Inc.
H. Beck, Inc.
Hbks Wealth Advisors
|The Investment Center, Inc.||Millcreek Township, PA||May 2009 - Current||8|
|Ic Advisory Services, Inc.||Millcreek Township, PA||May 2009 - Current||8|
|Unemployed||Erie, PA||Apr 2009 - May 2009||< 1|
|Morgan Stanley & Company, Incorporated||Erie, PA||Apr 2007 - Apr 2009||2|
|Dean Witter Reynolds Inc.||Erie, PA||Aug 1995 - Apr 2007||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1984|
|S65||NASAA Investment Advisors Law Examination||Jan 1994|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management812MILLIONS
Total Number of Accounts3,745ACCOUNTS
Average Account Value$216,763
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV