Shirley Wong, financial advisor Milpitas CA

Shirley Wong

CRD Number: 4869184
Current Firm: Ni Advisors

Shirley Wong (CRD# 4869184) is an Investment Advisor Representative working at Ni Advisors in Milpitas, CA and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Ak Advisors, Inc. Daly City, CA Mar 2016 - Current 8
Ni Advisors, Inc. Oakland, CA Jan 2014 - Current 10
Ak Tax & Financial Services San Francisco, CA May 2010 - Mar 2016 5
Ese Financial & Insurance Agency San Francisco, CA Oct 2013 - Nov 2014 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Shirley A. Wong
Phone Number: 510-306-7777
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    1
    ACCOUNTS
  • Average Account Value
    $60,000
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

CA, CO, MA, NJ, RI, TX

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