Sung Yu LiuCRD Number: 5295721
Current Firm: Hsbc Securities (usa) Inc.
Sung Yu Liu (CRD# 5295721) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Milpitas, CA and has over 10 years of experience in the finance industry.
Three Bell Capital LLC
Prosperity Financial Group, Inc.
Skyoak Wealth Management, Inc.
|Hsbc Securities (usa) Inc.||Cupertino, CA||Apr 2013 - Current||4|
|Hsbc Bank (usa) Inc.||Cupertino, CA||Aug 2011 - Apr 2013||1|
|Bank Of America,na||San Jose, CA||Sep 2009 - Aug 2011||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||San Jose, CA||Oct 2007 - Aug 2011||3|
|Waddell & Reed, Inc.||Campbell, CA||Feb 2007 - Oct 2007||< 1|
|University Of California At Berkeley||Berkeley, CA||Jan 2007 - Oct 2007||< 1|
|Shih Hsin University||Taipei,||Aug 2002 - Jan 2007||4|
|Datawise Semiconductor Technology Service Company||Hsinchu,||Nov 2005 - Dec 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2007|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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