Xiaoguang Xie, financial advisor Milpitas CA
89 score

Xiaoguang Xie

CRD Number: 6233364
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Xiaoguang Xie (CRD# 6233364) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Milpitas, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Milpitas, CA Apr 2015 - Current 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Milpitas, CA Jul 2013 - Current 3
Workforcelogic Monterey Park, CA Jun 2012 - Jul 2013 1
Zippy Usa Inc. San Clemente, CA May 2012 - May 2013 1
Unemployed Monterey Park, CA Oct 2010 - May 2012 1
Seba Premium Sportswear Carson, CA Aug 2010 - Oct 2010 < 1
Auburn University Auburn, AL Jul 2008 - Jul 2010 2
Dalian University Of Foreign Languages Dalian, Sep 2004 - Jul 2008 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2013
Contact Info for Xiaoguang Xie
Phone Number: 800-637-7455
Registered State(s):
  • CA
  • TX
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
89
Clean Record
This advisor has a clean track record with regulators.

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