Daniel BuehrleCRD Number: 4580417
Current Firm: Principal Securities, Inc.
Daniel Buehrle (CRD# 4580417) is an Investment Advisor Representative working at Principal Securities, Inc. in Milwaukee, WI and has over 15 years of experience in the finance industry.
Financial Service Group Inc.
Fortress Planning Group
Cedarpoint Investment Advisors, Inc.
|Principal Life Insurance Company||Menomonee Falls, WI||Aug 2002 - Current||15|
|Princor Financial Services Corporation||Menomonee Falls, WI||Aug 2002 - Current||15|
|Mcglocklin Financial Partners||Menomonee Falls, WI||Jun 2010 - Oct 2011||1|
|Trusted Insurance Partners, Inc.||Menomonee Falls, WI||Aug 2008 - May 2011||2|
|Union Financial Inc.||Menomonee Falls, WI||Aug 2006 - May 2011||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 2002|
|S66||NASAA Uniform Combined State Law Examination||Aug 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,622MILLIONS
Total Number of Accounts15,486ACCOUNTS
Average Account Value$104,766
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV