Kathleen Dougherty-KleinCRD Number: 2018508
Current Firm: Strategic Wealth Partners
Kathleen Dougherty-Klein (CRD# 2018508) is an Investment Advisor Representative working at Strategic Wealth Partners in Milwaukee, WI and has over 28 years of experience in the finance industry. Kathleen Dougherty-Klein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fortress Planning Group
Midland Financial Advisors, Inc.
|Strategic Wealth Partners||Deerfield, IL||Jan 2018 - Current||< 1|
|Park Place Capital Management, Inc.||Milwaukee, WI||Feb 2014 - Jan 2018||3|
|Marietta Investment Partners, LLC||Milwaukee, WI||Apr 2004 - Feb 2014||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1990|
|S65||NASAA Investment Advisors Law Examination||Mar 2001|
Total Assets Under Management2,071MILLIONS
Total Number of Accounts3,583ACCOUNTS
Average Account Value$578,127
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, DC, FL, IA, IL, IN, LA, MI, MO, NH, NV, NY, PA, TX, WI
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