Kathleen Dougherty-Klein, financial advisor Milwaukee WI

Kathleen Dougherty-Klein

CRD Number: 2018508
Current Firm: Strategic Wealth Partners

Kathleen Dougherty-Klein (CRD# 2018508) is an Investment Advisor Representative working at Strategic Wealth Partners in Milwaukee, WI and has over 34 years of experience in the finance industry. Kathleen Dougherty-Klein has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Strategic Wealth Partners Deerfield, IL Jan 2018 - Current 6
Park Place Capital Management, Inc. Milwaukee, WI Feb 2014 - Jan 2018 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1990
S65 NASAA Investment Advisors Law Examination Mar 2001
Contact Info for Kathleen A. Dougherty-Klein
Phone Number: (224) 632-1600
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    3,036
    MILLIONS
  • Total Number of Accounts
    4,459
    ACCOUNTS
  • Average Account Value
    $680,909
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OR, PA, TX, VA, WI

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