Kevin ClarkCRD Number: 1401304
Current Firm: Heartland Advisors, Inc.
Kevin Clark (CRD# 1401304) is an Investment Advisor Representative working at Heartland Advisors, Inc. in Milwaukee, WI and has over 30 years of experience in the finance industry.
Financial Service Group Inc.
Fortress Planning Group
|Alps Distributors, Inc.||Denver, CO||Aug 2007 - Current||10|
|Heartland Advisors, Inc.||Milwaukee, WI||Feb 1993 - Current||24|
|Heartland Investor Services, LLC||Columbus, OH||Dec 2001 - Jul 2007||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1987|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management2,691MILLIONS
Total Number of Accounts316ACCOUNTS
Average Account Value$8,516,858
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, FL, IL, LA, MA, MD, MI, MN, MO, NJ, NY, OH, TN, TX, WI