Kevin Clark, financial advisor Milwaukee WI
73 score

Kevin Clark

CRD Number: 1401304
Current Firm: Heartland Advisors, Inc.

Kevin Clark (CRD# 1401304) is an Investment Advisor Representative working at Heartland Advisors, Inc. in Milwaukee, WI and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Alps Distributors, Inc. Denver, CO Aug 2007 - Current 9
Heartland Advisors, Inc. Milwaukee, WI Feb 1993 - Current 23
Heartland Investor Services, LLC Columbus, OH Dec 2001 - Jul 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1987
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Kevin D. Clark
Phone Number: 414-347-7777
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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