Nicholas Cafaro, financial advisor Milwaukee WI

Nicholas Cafaro

CRD Number: 7053629
Current Firm: Robert W. Baird & Company Incorporated

Nicholas Cafaro (CRD# 7053629) is an Investment Advisor Representative working at Robert W. Baird & Company Incorporated in Milwaukee, WI and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Baird Milwaukee, WI Oct 2019 - Current 4
Whistling Straits Golf Course Haven, WI Jun 2019 - Sep 2019 < 1
Renaissance Financial Omaha, NE Jan 2019 - May 2019 < 1
Creighton University Omaha, NE Jul 2015 - May 2019 3
Marquette University High School Milwaukee, WI Jun 2017 - Aug 2018 1
Marquette University High School Milwaukee Wi, WI Jul 2011 - Jun 2015 3
Wisconsin Club Milwaukee Wi, WI Jun 2012 - Sep 2014 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2020
Contact Info for Nicholas A. Cafaro
Phone Number: 414-765-3500
Registered State(s):
  • FL
  • TX
  • WI
By the Numbers
  • Total Assets Under Management
    287,515
    MILLIONS
  • Total Number of Accounts
    331,500
    ACCOUNTS
  • Average Account Value
    $867,315
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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