Prabhjot Malhotra, financial advisor Milwaukee WI

Prabhjot Malhotra

CRD Number: 6731318
Current Firm: Wells Fargo Clearing Services, LLC

Prabhjot Malhotra (CRD# 6731318) is an Investment Advisor Representative working at Wells Fargo Clearing Services, LLC in Milwaukee, WI and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Clearing Services, LLC Milwaukee, WI Nov 2016 - Current 4
Wells Fargo Bank, Na Milwaukee, WI Jun 2015 - Current 6
Wells Fargo Company Burien, WA Mar 2015 - May 2015 < 1
Capital Pantry LLC Milwaukee, WI Jan 2014 - Feb 2015 1
Concordia University Mequon, WI Jan 2013 - Dec 2013 < 1
Priya Corporation (ground Support Logistic) Milwuakee, WI Jan 2012 - Dec 2012 < 1
Concordia University Mequon, WI Aug 2008 - Dec 2011 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2017
S65 NASAA Investment Advisors Law Examination Aug 2018
Contact Info for Prabhjot S. Malhotra
Phone Number: 314-875-3000
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    568,760
    MILLIONS
  • Total Number of Accounts
    1,434,300
    ACCOUNTS
  • Average Account Value
    $396,542
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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