Thomas CarrollCRD Number: 1250196
Current Firm: Summit Investment Management, Ltd.
Thomas Carroll (CRD# 1250196) is an Investment Advisor Representative working at Summit Investment Management, Ltd. in Milwaukee, WI and has 1 year of experience in the finance industry.
Robert W. Baird & Company Incorporated
Northwestern Mutual Investment Services,llc
Annex Wealth Management, LLC
|Summit Investment Management Ltd||Milwaukee, WI||Jul 2012 - Current||8|
|Self Employed||Hartland, WI||Sep 2009 - Jul 2012||2|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management73MILLIONS
Total Number of Accounts291ACCOUNTS
Average Account Value$249,590
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Market timing services
CA, FL, IL, TX, WI
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