Mary Moose, financial advisor Milwaukie OR
81 score

Mary Moose

CRD Number: 3130178
Current Firm: Cuso Financial Services, LP

Mary Moose (CRD# 3130178) is an Investment Advisor Representative working at Cuso Financial Services, LP in Milwaukie, OR and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Cuso Financial Services, LP San Diego, CA Oct 2014 - Current 3
Royal Alliance Portland, OR Jan 2014 - Oct 2014 < 1
Financially Fit, Inc. Lake Oswego, OR Aug 2013 - Oct 2013 < 1
Fsc Securities Corporation Lake Oswego, OR Aug 2013 - Oct 2013 < 1
Fsc Securities Corporation China Grove, NC Feb 2009 - Jun 2013 4
Victory Wealth Management Mount Ulla, NC Sep 2006 - Jun 2013 6
Advantage Capital Corporation Mount Ulla, NC May 2001 - Feb 2009 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S65 NASAA Investment Advisors Law Examination Feb 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Mary T. Moose
Phone Number: 858-530-4400
Firm Website: https://cusonet.com
Registered State(s):
  • OR
By the Numbers
  • Total Assets Under Management
    1,812
    MILLIONS
  • Total Number of Accounts
    14,085
    ACCOUNTS
  • Average Account Value
    $128,623
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, HI, IA, ID, IL, IN, KS, KY, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
81

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