Frank Mastromauro, financial advisor Mineola NY
96 score

Frank Mastromauro

CRD Number: 4584911
Current Firm: J.p. Morgan Securities LLC

Frank Mastromauro (CRD# 4584911) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Mineola, NY and has over 13 years of experience in the finance industry. Frank Mastromauro has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Fv Ventures, LLC Slingerlands, NY Mar 2015 - Current 1
Jpmorgan Securities LLC New York, NY Mar 2014 - Current 2
Rbc Capital Markets New York, NY Jul 2008 - Feb 2014 5
Unemployed New York, NY May 2008 - Jun 2008 < 1
Morgan Stanley & Company, Incorporated New York, NY Oct 2007 - Apr 2008 < 1
Banc Of America Investment Services, Inc. New York, NY May 2005 - Sep 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Dec 2002
Contact Info for Frank A. Mastromauro
Phone Number: 800-999-2000
Firm Website: https://www.jpmorgan.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    70,743
    MILLIONS
  • Total Number of Accounts
    344,720
    ACCOUNTS
  • Average Account Value
    $205,219
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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