Andrew Earnest, financial advisor Minneapolis MN
93 score

Andrew Earnest

CRD Number: 5338211
Current Firm: Ameriprise Financial Services, Inc.

Andrew Earnest (CRD# 5338211) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Minneapolis, MN and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Ameriprise Financial Services Inc. Minneapolis, MN Sep 2013 - Current 3
Seligman Advisors, Inc. Minneapolis, MN Jan 2009 - Current 7
Ameriprise Financial Services Inc. Minneapolis, MN May 2011 - Oct 2011 < 1
Riversource Distrubtors Inc. Minneapolis, MN Oct 2008 - May 2009 < 1
Unemployed St. Louis Park, MN Aug 2008 - Oct 2008 < 1
Allianz Life Insurance Company Of North America Minneapolis, MN Apr 2007 - Aug 2008 1
Allianz Life Financial Services, LLC Minneapolis, MN Apr 2007 - Aug 2008 1
Thomson West Eagan, MN Aug 2005 - Mar 2007 1
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Mar 2014
S63 Uniform Securities State Law Examination Jul 2007
Contact Info for Andrew C. Earnest
Phone Number: 612-671-3131
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    178,060
    MILLIONS
  • Total Number of Accounts
    1,085,445
    ACCOUNTS
  • Average Account Value
    $164,044
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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