Charles SloaneCRD Number: 5047285
Current Firm: Rbc Capital Markets, LLC
Charles Sloane (CRD# 5047285) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has over 8 years of experience in the finance industry.
Thrivent Advisor Network, LLC
Wells Fargo Clearing Services, LLC
Abens Financial Services Inc.
|Rbc Capital Markets, LLC||Minneapolis, MN||Jul 2017 - Current||4|
|Whitebox Advisors LLC||Minneapolis, MN||Jun 2016 - Jun 2017||1|
|Rbc Capital Markets, LLC||Minneapolis, MN||Jun 2012 - Jun 2016||4|
|Sanford, Pierson, Thone & Strean, Plc||Wayzata, MN||Nov 2010 - Jun 2012||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2013|
Total Assets Under Management146,593MILLIONS
Total Number of Accounts350,883ACCOUNTS
Average Account Value$417,783
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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