Ernest Draper, financial advisor Minneapolis MN
96 score

Ernest Draper

CRD Number: 3039747
Current Firm: Park Avenue Securities LLC

Ernest Draper (CRD# 3039747) is an Investment Advisor Representative working at Park Avenue Securities LLC in Minneapolis, MN and has over 17 years of experience in the finance industry. Ernest Draper has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Park Avenue Securities Minneapolis, MN Feb 2013 - Current 3
Guardian Life Insuranc Company Minneapolis, MN Jul 2011 - Current 5
Northwestern Mutual Investment Services, LLC Milwaukee, WI Aug 1998 - Jan 2013 14
Northwestern Mutual Life Minneapolis, MN Mar 1998 - Jan 2013 14
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
Contact Info for Ernest A. Draper
Phone Number: 1-888-600-4667
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    6,646
    MILLIONS
  • Total Number of Accounts
    39,311
    ACCOUNTS
  • Average Account Value
    $169,065
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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