James Beltz, financial advisor Minneapolis MN
96 score

James Beltz

CRD Number: 4539382
Current Firm: Imperial Capital Asset Management LLC

James Beltz (CRD# 4539382) is an Investment Advisor Representative working at Imperial Capital Asset Management LLC in Minneapolis, MN and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Imperial Capital Asset Management, LLC Los Angeles, CA Nov 2012 - Current 3
Unemployed Plymouth, MN May 2012 - Nov 2012 < 1
Wayzata Investment Partners, LLC Wayzata, MN May 2005 - May 2012 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2002
Contact Info for James K. Beltz
Phone Number: 310-246-3700
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States


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This advisor has a clean track record with regulators.

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