Kathryn Noel (CRD# 4781032) is an Investment Advisor Representative working at Access Financial Services, Inc. in Minneapolis, MN and has over 16 years of experience in the finance industry. Kathryn Noel has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 4618120
Thrivent Advisor Network, LLC
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Access Financial Services, Inc. | Minneapolis, MN | Mar 2008 - Current | 16 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Dec 2007 - Current | 16 |
| Fsc Securities Corporation | Minneapolis, MN | Mar 2007 - Current | 17 |
| Access Financial Services Inc. | Minneapolis, MN | Nov 2002 - Current | 21 |
| Northwestern Mutual Investment Services, LLC | Minneapolis, MN | Nov 2007 - Dec 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2007 |
| S66 | NASAA Uniform Combined State Law Examination | Mar 2008 |
- MN
-
Total Assets Under Management362MILLIONS
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Total Number of Accounts790ACCOUNTS
-
Average Account Value$458,098
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AZ, CA, FL, MN, TX, WI
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