Michael Roy, financial advisor Minneapolis MN

Michael Roy

CRD Number: 6679352
Current Firm: Rbc Capital Markets, LLC

Michael Roy (CRD# 6679352) is an Investment Advisor Representative working at Rbc Capital Markets, LLC in Minneapolis, MN and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets, LLC Minneapolis, MN Jun 2016 - Current 4
Principal Global Investors Des Moines, IA Jan 2011 - Jun 2016 5
Unemployed Des Moines, IA Aug 2010 - Jan 2011 < 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2019
Contact Info for Michael T. Roy
Phone Number: 212-858-7000
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    141,725
    MILLIONS
  • Total Number of Accounts
    321,244
    ACCOUNTS
  • Average Account Value
    $441,177
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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