Nancy Swanson, financial advisor Minneapolis MN
93 score

Nancy Swanson

CRD Number: 4493567
Current Firm: The Oak Ridge Financial Services Group, Inc.

Nancy Swanson (CRD# 4493567) is an Investment Advisor Representative working at The Oak Ridge Financial Services Group, Inc. in Minneapolis, MN and has over 7 years of experience in the finance industry.

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Company Name Location Dates Years
The Oak Ridge Financial Services Group, Inc. Golden Valley, MN Jul 2009 - Current 7
Morgan Stanley Smith Barney St. Paul, MN Jun 2009 - Current 7
Morgan Stanley & Company, Incorporated St. Paul, MN Apr 2007 - Current 9
Morgan Stanley Bloomington, MN Dec 2001 - Apr 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2009
Contact Info for Nancy C. Swanson
Phone Number: 763-923-2270
Registered State(s):
  • MN
  • WI
  • TX
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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