Seth Fineman, financial advisor Minneapolis MN

Seth Fineman

CRD Number: 2644727
Current Firm: Mma Securities LLC

Seth Fineman (CRD# 2644727) is an Investment Advisor Representative working at Mma Securities LLC in Minneapolis, MN and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Mma Securities Minneapolis, MN Jan 2021 - Current 3
Mma Agency Minneapolis, MN Jan 2021 - Current 3
Principal Life Insurance Company Minnetonka, MN May 2019 - Jan 2021 1
Principal Securities Inc. Minnetonka, MN May 2019 - Jan 2021 1
Unemployed Saint Louis Park, MN Jul 2018 - May 2019 < 1
Transamerica Investors Securities Corporation Saint Louis Park, MN Mar 2016 - Jul 2018 2
Transamerica Retirement Solutions Saint Louis Park, MN Jan 2016 - Jul 2018 2
Icma Retirement Corporation Washington, DC Jul 2014 - Dec 2015 1
Unemployed St Louis Park, MN Sep 2013 - Jul 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1995
S65 NASAA Investment Advisors Law Examination Sep 2002
Contact Info for Seth A. Fineman
Phone Number: 212-345-5000
Firm Website: https://compassfp.com/
Registered State(s):
  • MN
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY

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