Seth Fineman (CRD# 2644727) is an Investment Advisor Representative working at Mma Securities LLC in Minneapolis, MN and has over 28 years of experience in the finance industry.
CRD# 1682050
Osaic Wealth, Inc.
CRD# 2309650
Wealth Enhancement Advisory Services, LLC
CRD# 6665238
U.s. Bancorp Investments, Inc.
Company Name | Location | Dates | Years |
---|---|---|---|
Mma Securities | Minneapolis, MN | Jan 2021 - Current | 3 |
Mma Agency | Minneapolis, MN | Jan 2021 - Current | 3 |
Principal Life Insurance Company | Minnetonka, MN | May 2019 - Jan 2021 | 1 |
Principal Securities Inc. | Minnetonka, MN | May 2019 - Jan 2021 | 1 |
Unemployed | Saint Louis Park, MN | Jul 2018 - May 2019 | < 1 |
Transamerica Investors Securities Corporation | Saint Louis Park, MN | Mar 2016 - Jul 2018 | 2 |
Transamerica Retirement Solutions | Saint Louis Park, MN | Jan 2016 - Jul 2018 | 2 |
Icma Retirement Corporation | Washington, DC | Jul 2014 - Dec 2015 | 1 |
Unemployed | St Louis Park, MN | Sep 2013 - Jul 2014 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Oct 1995 |
S65 | NASAA Investment Advisors Law Examination | Sep 2002 |
- MN
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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