Steven Moran (CRD# 1217407) is an Investment Advisor Representative working at Lpl Financial LLC in Whitehall, MI and has over 40 years of experience in the finance industry.
CRD# 6581230
Raymond James & Associates, Inc.
CRD# 1505813
Raymond James & Associates, Inc.
CRD# 4412486
Osaic Institutions, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lpl Financial, LLC | Whitehall, MI | May 2020 - Current | 3 |
| Woodbury Financial Services, Inc. | Whitehall, MI | Mar 2019 - May 2020 | 1 |
| Woodbury Financial Services, Inc. | Whitehall, MI | Mar 2019 - May 2020 | 1 |
| Questar Capital Corporation | Minneapolis, MN | Apr 2003 - Mar 2019 | 15 |
| Questar Asset Management | Minneapolis, MN | Apr 2003 - Mar 2019 | 15 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1983 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2010 |
- CA
- MI
- TX
-
Total Assets Under Management463,475MILLIONS
-
Total Number of Accounts1,910,545ACCOUNTS
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Average Account Value$242,588
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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