Gary SchmidtCRD Number: 5299312
Current Firm: Level Four Advisory Services
Gary Schmidt (CRD# 5299312) is an Investment Advisor Representative working at Level Four Advisory Services in Minnetonka, MN and has over 9 years of experience in the finance industry.
Phillip James Financial Company
Allodium Investment Consultants, LLC
Epiq Partners, LLC
|Lpl Financial LLC||Minnetonka, MN||Jan 2014 - Current||2|
|Level Four Advisory Services||Minnetonka, MN||Jan 2014 - Current||2|
|Thrivent Financial For Lutherans||Appleton, WI||Mar 2007 - Jan 2014||6|
|Thrivent Investment Management Inc.||Golden Valley, MN||Feb 2007 - Jan 2014||6|
|Unemployed||Deephaven, MN||Aug 2006 - Feb 2007||< 1|
|Twbs LLC||Wayzata, MN||Mar 2005 - Aug 2006||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management1,313MILLIONS
Total Number of Accounts5,717ACCOUNTS
Average Account Value$229,697
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AL, AR, AZ, CA, CO, FL, GA, IA, IL, IN, KY, LA, MI, MN, MO, MS, NC, ND, NE, NJ, NM, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, VA, WA, WI
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