Raymond Berg (CRD# 1080978) is an Investment Advisor Representative working at Omega Wealth Management Group LLC in Minnetonka, MN and has over 26 years of experience in the finance industry.
CRD# 2665369
Brown Wealth Management, LLC
Score
103
CRD# 5082883
Phillip James Financial Company
Score
103
CRD# 4207178
Allodium Investment Consultants, LLC
Score
103
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Omega Wealth Management Group Inc. | Minnetonka, MN | Feb 2015 - Current | 2 |
| Berg Models & Talent | Minnetonka, MN | Jan 2012 - Current | 5 |
| Raymond Berg - Sole Proprietor | Minnetonka, MN | Jul 1991 - Current | 26 |
| Lpl Financial, LLC | Mound, MN | Jan 2003 - Feb 2015 | 12 |
| Lpl Financial, LLC | Mound, MN | Jun 2000 - Feb 2015 | 14 |
| Omega Wealth Management Group | Minnetonka, MN | Aug 2013 - Jan 2015 | 1 |
| Omega Financial Advisors | Minnetonka, MN | Mar 2003 - Aug 2013 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1991 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Employer Dispute
- Customer Dispute
- Regulatory Event
- MN
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Total Assets Under Management11MILLIONS
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Total Number of Accounts90ACCOUNTS
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Average Account Value$125,556
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Educational seminars/workshops
MN
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