John Carlson, financial advisor Minot ND
71 score

John Carlson

CRD Number: 3098410
Current Firm: Capital Financial Services, Inc.

John Carlson (CRD# 3098410) is an Investment Advisor Representative working at Capital Financial Services, Inc. in Minot, ND and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Capital Financial Holdings, Inc. Minot, ND Oct 2010 - Current 6
Voyager Capital Management, LLC Lake Geneva, WI Sep 2010 - Current 6
Capital Financial Services, Inc. Minot, ND Jul 2002 - Current 14
Capital Financial Holding, Inc. Fka Integrity Mutual Funds, Inc. Minot, ND Jul 2002 - Feb 2010 7
Dakota Color Lab Minot, ND Jul 1991 - Feb 2010 18
Integrity Funds Distributor, Inc. Minot, ND Jun 2003 - Jul 2009 6
Mcsherry & Associates Lake Geneva, WI Nov 2003 - Dec 2008 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for John R. Carlson
Phone Number: 701-837-9600
Firm Website: https://www.capfin.com
Registered State(s):
  • MT
  • ND
  • TX
By the Numbers
  • Total Assets Under Management
    142
    MILLIONS
  • Total Number of Accounts
    737
    ACCOUNTS
  • Average Account Value
    $192,622
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
71

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