Raoul Brandt (CRD# 1173932) is an Investment Advisor Representative working at Brokers Financial in Stanley, ND and has over 40 years of experience in the finance industry.
CRD# 1817112
Avantax Advisory Services
CRD# 7223309
Thrivent Investment Management Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Brokers International Financial Services | Urbandale, IA | Jan 2021 - Current | 3 |
| Bbh Insurance, Inc. | Stanley, ND | Jan 1985 - Current | 39 |
| Senior Asset Preservation Services | Stanley, ND | Jan 1985 - Current | 39 |
| Wealth Plus Of The Dakotas, Inc. | Aberdeen, SD | May 2019 - Jan 2021 | 1 |
| Capital Financial Services, Inc. | Minot, ND | Dec 2015 - Jan 2021 | 5 |
| Investment Centers Of America | Stanley, ND | Nov 2012 - Nov 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1983 |
| S66 | NASAA Uniform Combined State Law Examination | Oct 2012 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- ND
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Total Assets Under Management2,000MILLIONS
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Total Number of Accounts11,566ACCOUNTS
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Average Account Value$172,960
- A percentage of assets under your management
- Hourly charges
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- Selection of other advisers (including private fund managers)
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AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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