Hector Vargas Forero, financial advisor Goshen IN

Hector Vargas Forero

CRD Number: 6605192
Current Firm: J.p. Morgan Securities LLC

Hector Vargas Forero (CRD# 6605192) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Goshen, IN and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Lrv Custom Painting Elkhart, IN Jun 2021 - Current 2
J.p. Morgan Securities LLC Mishawaka, IN Nov 2019 - Current 4
Jpmorgan Chase Bank, N.a. Mishawaka, IN Aug 2019 - Current 4
J.p. Morgan Securities LLC Elkhart, IN Jan 2016 - Nov 2019 3
Jpmorgan Chase Bank, N.a. Elkhart, IN Jan 2017 - Aug 2019 2
J.p. Morgan Chase Bank Goshen, IN Jan 2016 - Jan 2017 1
Verizon Wireless Elkhart, IN Apr 2013 - Jan 2016 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2016
S66 NASAA Uniform Combined State Law Examination Oct 2018
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Hector C. Vargas Forero
Phone Number: 800-999-2000
Registered State(s):
  • IN
  • MI
  • TX
By the Numbers
  • Total Assets Under Management
    212,929
    MILLIONS
  • Total Number of Accounts
    982,795
    ACCOUNTS
  • Average Account Value
    $216,656
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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