Stephen Carter (CRD# 1057699) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Mishawaka, IN and has over 36 years of experience in the finance industry.
CRD# 4621831
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2362499
Cetera Investment Advisers LLC
CRD# 4140596
Raymond James & Associates, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | Jan 2016 - Current | 8 |
| Northwestern Mutual Investment Services, LLC | Milwaukee, WI | Jan 1982 - Current | 42 |
| Northwestern Mutual Life Insurance Company | Milwaukee, WI | Nov 1980 - Current | 43 |
| Northwestern Mutual Investment Services, LLC | Mishawaka, IN | Jun 2011 - Mar 2016 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1987 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2011 |
- IN
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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