Stephen CarterCRD Number: 1057699
Current Firm: Northwestern Mutual Investment Services,llc
Stephen Carter (CRD# 1057699) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Mishawaka, IN and has over 29 years of experience in the finance industry.
Creative Financial Designs, Inc.
Raymond James & Associates, Inc.
Integrated Financial Planning Solutions, LLC
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||1|
|Northwestern Mutual Investment Services, LLC||Milwaukee, WI||Jan 1982 - Current||35|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Nov 1980 - Current||36|
|Northwestern Mutual Investment Services, LLC||Mishawaka, IN||Jun 2011 - Mar 2016||4|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1987|
|S66||NASAA Uniform Combined State Law Examination||Jun 2011|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV