Stockton SchultzCRD Number: 5436177
Current Firm: Ubs Financial Services Inc.
Stockton Schultz (CRD# 5436177) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Mishawaka, IN and has over 5 years of experience in the finance industry.
Creative Financial Designs, Inc.
Raymond James & Associates, Inc.
Integrated Financial Planning Solutions, LLC
|Ubs Financial Services Inc.||Mishawaka, IN||Apr 2013 - Current||4|
|Morgan Stanley Smith Barney||South Bend, IN||Apr 2011 - Apr 2013||2|
|Morgan Stanley Smith Barney||Phoenix, AZ||Jan 2009 - Apr 2011||2|
|Luxottica Group||Phoenix, AZ||Aug 2008 - Dec 2008||< 1|
|Holy Cross College||Notre Dame, IN||Jan 2008 - Aug 2008||< 1|
|Morgan Stanley Smith Barney||Phoenix, AZ||Aug 2007 - Dec 2007||< 1|
|United States Air Force Academy||Colorado Springs, CO||Jun 2007 - Aug 2007||< 1|
|Chaparral High School||Scottsdale, AZ||Jul 2003 - Jun 2007||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2011|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV